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Kevin M Oser

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Park, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-12-08
TX RA APPROVED 2004-08-13
FL RA APPROVED 2004-03-11
  • UT RA
    APPROVED
    Since 2025-12-08
  • TX RA
    APPROVED
    Since 2004-08-13
  • FL RA
    APPROVED
    Since 2004-03-11

Branch Locations

400 S Park Ave, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Winter Park FL 04/2003 Present
Bank Of America, N.A. Winter Park FL 07/2011 Present
  • 04/2003 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Winter Park, FL
  • 07/2011 → Present
    Bank Of America, N.A.
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-27
  • S66 Uniform Combined State Law Examination
    2003-08-27
Other Names
  • Kevin Oser
  • Kevin Maurice Oser

View on SEC IAPD

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Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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