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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-23 |
| CA | RA | APPROVED | 2021-07-26 |
Branch Locations
4105 Blackhawk Plaza Circle, Danville, CA 94506 • United States
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Investments, Llc | Palo Alto | CA | 04/2004 | 10/2017 |
| Ubs Financial Services Inc | San Francisco | CA | 05/2021 | Present |
| Union Bank Mufg | San Francisco | CA | 10/2017 | 05/2018 |
| Bank Of America Priv Bank | San Francisco | CA | 06/2018 | 05/2021 |
San Leandro Swim Team / PO Box 3614San LeandroCA94578 / Youth swim team / The entity is a youth swim team. The children on the team range from 4-18 years old. There are 3-5 swim coaches that train the kids to race. They hold swim meets on weekends during the months of June and July each year. The swim season is from April through July. My role as treasurer would be a full year job. / My role on the Board will be treasurer. My duties will be to prepare the team financials: balance sheet, income statement, cash flows and reporting of any fundraising activity. Working with the team's CPA to submit the annual tax filings along with documents to maintain our non-profit status. Monthly Board meeting financial updates. Payroll for coaches salary. Reimbursing parents for any expense related to the team. Deposit proceeds of swim meets from snack bar./ Member of Board of directors / 4/11/2022 Arthur M Jawad Education Fund for Saint Joseph Notre Dame High School / 1011 Chestnut StAlamedaCalifornia94501 / The entity supports the students through tuition subsidies and the school as needed with financial support./ The entity is called: "A California Nonprofit Public Benefit Corporation". / I will be a board member and vote on issues related to the school and students. I will meet with the rest of the Board 4 times a year and review the investment portfolio and vote on issues concerning the board/foundation. / 6/1/2022 As of 8/18/2022 no longer Treasurer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-12 |
| S65 | Uniform Investment Adviser Law Examination | 2003-07-11 |
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