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Allen Kee Chan

J.P. Morgan Securities LLC

Skokie, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

5450 Touhy Ave, Skokie, IL 60077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Skokie IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Skokie IL 05/2006 Present
Previous Registrations
  • 2006-05-22 → 2012-10-01
    Chase Investment Services Corp.
    Arlington Heights, IL
    Skokie, IL
    Glenview, IL
    Barrington, IL
    Wauconda, IL
    Mundelein, IL
    Mt. Prospect, IL
  • 2003-08-13 → 2004-03-12
    Equitable Advisors, Llc
    Northbrook, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-12
S63 Uniform Securities Agent State Law Examination 2003-05-13
  • S65 Uniform Investment Adviser Law Examination
    2003-08-12
  • S63 Uniform Securities Agent State Law Examination
    2003-05-13
Other Names
  • Allen Kee Mark

View on SEC IAPD

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