April Lynne Waldman

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-07-07
WV	RA	APPROVED	2025-02-14
MO	RA	APPROVED	2025-01-24
MI	RA	APPROVED	2024-03-05
TX	RA	APPROVED_RES	2024-02-07
FL	RA	APPROVED	2024-01-03
GA	RA	APPROVED	2023-06-27
OR	RA	APPROVED	2019-12-17
WA	RA	APPROVED	2019-12-17
CA	RA	APPROVED	2019-08-20

PA RA
APPROVED

Since 2026-07-07
WV RA
APPROVED

Since 2025-02-14
MO RA
APPROVED

Since 2025-01-24
MI RA
APPROVED

Since 2024-03-05
TX RA
APPROVED_RES

Since 2024-02-07
FL RA
APPROVED

Since 2024-01-03
GA RA
APPROVED

Since 2023-06-27
OR RA
APPROVED

Since 2019-12-17
WA RA
APPROVED

Since 2019-12-17
CA RA
APPROVED

Since 2019-08-20

Branch Locations

Bellingham, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lazerwood Llc	Seattle	WA	01/2011	10/2016
Moody Securities, Llc	Houston	TX	08/2015	10/2018
Centaurus Financial, Inc.	Anaheim	CA	08/2019	Present
Unemployed	Seattle	WA	10/2018	08/2019

01/2011 → 10/2016

Lazerwood Llc

Seattle, WA
08/2015 → 10/2018

Moody Securities, Llc

Houston, TX
08/2019 → Present

Centaurus Financial, Inc.

Anaheim, CA
10/2018 → 08/2019

Unemployed

Seattle, WA

Previous Registrations

2009-10-21 → 2012-03-16

Hedgelab Capital Management Llc

Seattle, WA

Other Businesses

1. MONTECITO FINANCIAL SERVICES, NON-INVESTMENT RELATED, BELLINGHAM, WA 98226, DBA FOR MARKETING AND BRANDING PURPOSES, MEMBER, SINCE 11/20/2020. 2. LE RUCHER MERCY MINISTRIES POSITION: Teasurer NATURE: Non-profit organization 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2012 ADDRESS: Belingham WA 98226, United States DESCRIPTION: I oversee the activities of the accounting firm responsible for receiving and processing donations.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-12-17
S66	Uniform Combined State Law Examination	2009-07-01
S63	Uniform Securities Agent State Law Examination	2004-04-09

S65 Uniform Investment Adviser Law Examination

2019-12-17
S66 Uniform Combined State Law Examination

2009-07-01
S63 Uniform Securities Agent State Law Examination

2004-04-09

Other Names

Apryl Lynn Wargo
April Lynn Miller
April Lynn Waldman
Apryl Lynn Waldman

View on SEC IAPD