Ann C Kavanaugh

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2015-03-31 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2003-05-29 → 2015-01-02
  Vanguard Advisers, Inc.
  Malvern, PA

Other Businesses

1. ANN KAVANAUGH FIXED INSURANCE POSITION: Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2016 ADDRESS: 1436 Penn Ave, Suite B, Wyomissing PA 19312, United States DESCRIPTION: Sales and service of fixed insurance and annuities 2. IVALUE FINANCIAL PLANNING, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 01/01/2016 ADDRESS: 1436 Penn Ave, Suite B, Wyomissing PA 19312, United States DESCRIPTION: Prepare tax returns

Exams

• S66 Uniform Combined State Law Examination
  2003-01-22

Designations

• Certified Financial Planner

Other Names

• Ann Catherine Pastore