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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-02 |
| SC | RA | APPROVED | 2019-03-08 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Charlotte | NC | 08/2014 | 10/2018 |
| Lpl Financial Llc | Fort Mill | SC | 03/2019 | Present |
| Unemployed | Charlotte | NC | 10/2018 | 03/2019 |
1). 04/15/2019 - Charlotte Area Lacrosse Officials - Not investment related - 9916 Warwickshire Lane, Charlotte, NC 28270 - Lacrosse Official - start date:04/01/2019 - 20 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-10 |
| S65 | Uniform Investment Adviser Law Examination | 2001-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-08 |
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