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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

25500 Hawthorne Blvd Ste 1140, Torrance, CA 90505 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Air Lines Chicago IL 10/1999 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/1999 → Present
    United Air Lines
    Chicago, IL
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: UNITED AIRLINES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AIRLINE TRANSPORTATION; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: LINE TRAINING MANAGER-737; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ASSIST PILOTS IN TRAINING ON THE 737 AIRCRAFT AND CHECK THE PILOTS WHO TRAIN THEM; 3. NAME OF OTHER BUSINESS: THREE GREEN ENTERPRISES, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LLC, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: PARTNERS, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: JOINT OWNERSHIP OF AIRCRAFT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-15
  • S66 Uniform Combined State Law Examination
    2003-07-15

View on SEC IAPD

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