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Adrienne Elizabeth Brown

Wells Fargo Clearing Services, LLC

St. Petersburg, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-21
NY RA APPROVED 2022-07-21
TX RA APPROVED_RES 2022-07-21
  • FL RA
    APPROVED
    Since 2022-07-21
  • NY RA
    APPROVED
    Since 2022-07-21
  • TX RA
    APPROVED_RES
    Since 2022-07-21

Branch Locations

100 2Nd Ave S Ste 400N, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Pasadena TX 11/2003 09/2018
Wells Fargo Advisors Llc Seabrook TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Seabrook TX 11/2016 09/2018
Amuni Financial Inc St Petersburg FL 10/2018 05/2020
Mvp Soflo West, Llc Tampa FL 05/2020 12/2021
Fidelity Investments Covington KY 01/2022 06/2022
Wells Fargo Clearing Services, Llc St Petersburg FL 06/2022 Present
Previous Registrations
  • 2022-03-24 → 2022-05-18
    Fidelity Personal And Workplace Advisors
    Gulfport, FL
  • 2019-01-15 → 2020-05-14
    Amuni Financial, Inc.
    St Petersburg, FL
  • 2011-01-03 → 2018-11-14
    Wells Fargo Clearing Services, Llc
    Houston, TX
    Houston, TX
    Pasadena, TX
    Houston, TX
    Seabrook, TX
  • 2003-12-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Seabrook, TX
    Pasadena, TX
    Houston, TX
    Houston, TX
    Pasadena, TX
    Pasadena, TX
  • 2003-06-18 → 2003-10-30
    Ameriprise Financial Services, Llc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-17
  • S66 Uniform Combined State Law Examination
    2003-06-17

View on SEC IAPD

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