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Current Employers
Parsonex Advisory Services, Inc.

8310 S. Valley Highway Suite 110, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-01
NV RA APPROVED 2026-06-01
WA RA APPROVED 2024-10-18
WI RA APPROVED 2023-08-14
NJ RA APPROVED 2022-12-06
HI RA APPROVED 2022-01-12
OK RA APPROVED 2021-12-13
MI RA APPROVED 2021-07-28
SD RA APPROVED 2021-01-13
CO RA APPROVED 2021-01-11
CA RA APPROVED 2021-01-08
  • IL RA
    APPROVED
    Since 2026-06-01
  • NV RA
    APPROVED
    Since 2026-06-01
  • WA RA
    APPROVED
    Since 2024-10-18
  • WI RA
    APPROVED
    Since 2023-08-14
  • NJ RA
    APPROVED
    Since 2022-12-06
  • HI RA
    APPROVED
    Since 2022-01-12
  • OK RA
    APPROVED
    Since 2021-12-13
  • MI RA
    APPROVED
    Since 2021-07-28
  • SD RA
    APPROVED
    Since 2021-01-13
  • CO RA
    APPROVED
    Since 2021-01-11
  • CA RA
    APPROVED
    Since 2021-01-08

Branch Locations

8310 S. Valley Highway Suite 110, Englewood, CO 80112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Parsonex Securities, Inc. Aurora CO 12/2007 Present
Parsonex Insurance Agency Aurora CO 07/2007 02/2021
Parsonex Advisory Services Englewood CO 03/2017 Present
  • 12/2007 → Present
    Parsonex Securities, Inc.
    Aurora, CO
  • 07/2007 → 02/2021
    Parsonex Insurance Agency
    Aurora, CO
  • 03/2017 → Present
    Parsonex Advisory Services
    Englewood, CO
Previous Registrations
Other Businesses

PARSONEX ADVISORY SERVICES, INC., INVESTMENT ADVISOR REPRESENTATIVE, OFFERING INVESTMENT ADVISORY SERVICES, 40HRS/MO. GROUP LEADER FOR A LOCAL NETWORKING GROUP, 6/6/2013 TO PRESENT, 3-4 HRS/MO. ESATE DOCS PRO, ASSISTENTING WITH REFERRAL FOR CLIETNS LIVING TRUST NEEDS, AGENT, ON-IVESTMENT RELATED, 5HRS/MONTH, COMMISSIONS BACK 9 INSURANCE INSURANCE AGENT, SALE OF INSURANCE PRODUCTS, NON-INVESTMENT RELATED, COMMISSION 8HRS/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-14
S63 Uniform Securities Agent State Law Examination 2003-06-27
  • S65 Uniform Investment Adviser Law Examination
    2016-06-14
  • S63 Uniform Securities Agent State Law Examination
    2003-06-27
Other Names
  • Carol Marie Duke
  • Carole Marie Griffin
  • Carole Marie Duke

View on SEC IAPD

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