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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-09-29
  • NH RA
    APPROVED
    Since 2022-09-29

Branch Locations

1155 Elm Street 8Th Floor, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Irvine CA 06/2003 Present
Nylife Securities Irvine CA 04/2005 Present
Eagle Strategies Llc Manchester NH 09/2022 Present
  • 06/2003 → Present
    New York Life
    Irvine, CA
  • 04/2005 → Present
    Nylife Securities
    Irvine, CA
  • 09/2022 → Present
    Manchester, NH
Other Businesses

[Mary and John Elliott Charitable Foundation Board; Elliott Hospital is a local Hospital in Manchester New Hampshire and the Foundation Is focused on grow the cancer center and create awareness around the need for additional local services rather then having to go to Boston MA.; 185 Queen City Ave, Manchester, NH 03101; Start Date 09/2019; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-27
S63 Uniform Securities Agent State Law Examination 2006-06-19
  • S66 Uniform Combined State Law Examination
    2022-09-27
  • S63 Uniform Securities Agent State Law Examination
    2006-06-19
Other Names
  • Keith Janca

View on SEC IAPD

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