Katherine Lynn Strom

Current Employers

Employment History

• 07/2002 → Present
  Carroll, Frank & Plotkin, Llc
  Baltimore, MD
• 07/2012 → Present
  Osaic Wealth, Inc.
  Baltimore, MD

Other Businesses

1. KATE STROM POSITION: Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/07/2005 ADDRESS: 1829 Reisterstown Road, Suite 365, Pikesville MD 21208, United States DESCRIPTION: If a client comes to me and needs health or life insurance, I will research the plans available and sell it to them. I do not prospect for this business, but provide it as an added service. 2. CARROLL, FRANK & PLOTKIN, LLC POSITION: Financial Advisor NATURE: Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 09/27/2021 ADDRESS: 1829 Reisterstown Road, Suite 365, Pikesville MD 21208, United States DESCRIPTION: Helping senior advisors with financial plans. I initially joined the firm to create ease of continuity due to continuity/succession planning. 3. KATE STROM, WMS POSITION: Board Member NATURE: Chamber of Commerce INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/31/2023 ADDRESS: 1829 Reisterstown Rd. Ste 365, Pikesville MD 21208, United States DESCRIPTION: Member of the Board of the Northwest Chamber of Commerce. Participation in monthly board meetings regarding the running of the chamber of commerce and various community outreach initiatives throughout the year. I also now serve as the secretary of the board and the chair of the Women in Business committee.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-23
• S63 Uniform Securities Agent State Law Examination
  2013-04-04

Other Names

• Katherine Lynn Graham
• Katherine Lynn Graham