Christin Joy Rose

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 03/2017
  The Healy Group
  South Bend, IN
• 02/2007 → 03/2017
  Securian Financial Services Inc.
  St. Paul, MN
• 03/2017 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 03/2017 → Present
  The Healy Group
  South Bend, IN
• 03/2017 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  South Bend, IN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-05-08 → 2023-08-10
  Securian Financial Services, Inc.
  South Bend, IN
  South Bend, IN
  St. Paul, MN

Other Businesses

1. JUNIOR ACHIEVEMENT POSITION: Volunteer NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2018 ADDRESS: , South Bend IN , United States DESCRIPTION: Volunteer 2. SHOEMAKER FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 03/01/2017 ADDRESS: , Germantown TN , United States DESCRIPTION: Agent/Broker 3. CHESTNUTS FROM TREES POSITION: Own the property where the chestnut trees reside. NATURE: Selling chestnuts from my chestnut trees in my yard. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2021 ADDRESS: 30439 COUNTY ROAD 6, ELKHART IN 46514, United States DESCRIPTION: Selling chestnuts from my chestnut trees in my yard. 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2003; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START DATE: 8/2025 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.& ASHAR GROUP; 6. NAME OF OTHER BUSINESS: HEALY FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2003, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2013-08-08
• S63 Uniform Securities Agent State Law Examination
  2003-06-16

Designations

• Certified Financial Planner