Richard B Shuster

Current Employers

Employment History

• 05/2013 → Present
  Lpl Financial Llc
  East York, PA
• 05/2013 → Present
  Private Advisor Group, Llc
  East York, PA

Previous Registrations

• 2006-04-06 → 2013-05-13
  Voya Financial Advisors, Inc.
  Red Lion, PA
  Jacobus, PA
  New Freedom, PA
  Brogue, PA
  Codorus, PA
  York, PA
  York, PA
  York, PA
  Hunt Valley, MD
  Glen Rock, PA
  York, PA
  Hanover, PA
  York, PA
  York, PA
  Stewartstown, PA
  Hanover, PA
  Bel Air, MD
  Westminster, MD
  Williamsport, PA
  York, PA
  York, PA
  York, PA
  Codorus, PA
  York, PA
  Hunt Valley, MD
  York, PA

Other Businesses

1. 4/10/2013 - No Business Name - Not Investment Related - Other-Musician - Musician-drummer - TIME SPENT 2%. 2. 5/14/2013 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Agent - Time Spent 50% - Annuities, LTC, Life Insurance. 3. 5/15/2013 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - TIME SPENT 100% - (HYBRID) Provide financial planning and asset management for a fee. 4. 6/15/2020 - Sequential Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/01/2020 - 174 Hours Per Month/163 Hours During Securities Trading. 5. 12/2/2020 - Private Advisor Group - DBA: (Hybrid) Sequential Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/01/2020 - 104 Hours Per Month/84 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/10/2022 - RICHARD SHUSTER, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/31/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-20
• S63 Uniform Securities Agent State Law Examination
  2003-05-27