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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States
Guilford, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Guilford | CT | 04/2003 | 03/2017 |
| Mml Investors Services, Llc | Guilford | CT | 03/2017 | Present |
| Massmutual Life Insurance Co | Guilford | CT | 07/2016 | Present |
(1)Name: Jeffrey Rice Inv rel: Y Add: 800 Boston Post Rd, Blg 2 Ste 203 Guilford CT 06437 Nature: Outside Insurance Sales Position: Agent Start date: 08/21/2019 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe Duties: Individual Life, Property/Casualty, Health, Group Life, & Group Health. (2)Name: Norden Rice Cheshire LLC Inv rel: N Add: 3 Farmview Dr Guilford CT 06437 Nature: Gym Position: Member of LLC Start date: 1/1/2025 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe Duties: Help with brainstorming and new ideas. LLC is being used as a pass through for revenue and expenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-05 |
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