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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
SD RA APPROVED 2004-01-30
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • SD RA
    APPROVED
    Since 2004-01-30

Branch Locations

3710 S West Ave, Sioux Falls, SD 57105-6352 • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sioux Falls SD 09/2005 03/2020
Ameriprise Financial Services, Llc Sioux Falls SD 03/2020 Present
Other Businesses

Independent Insurance Brokering; CNA Insurance; 06/30/2021; Long Term Care. Business Ownership; Volin Office LLC; The Volin Office LLC holds the lease.; Holds the lease on the office space; 3710 S. West Ave., , Sioux Falls, SD, 57105; Not Investment-Related; 04/04/2013; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-22
  • S66 Uniform Combined State Law Examination
    2003-07-22
Other Names
  • Nicky James Volin

View on SEC IAPD

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