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Mark Edward Travis

Hilltop Securities Inc.

San Antonio, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-27
AZ RA APPROVED 2023-11-24
PA RA APPROVED 2023-11-17
CA RA APPROVED 2023-11-16
FL RA APPROVED 2023-09-21
TX RA APPROVED 2023-08-11
  • NC RA
    APPROVED
    Since 2023-11-27
  • AZ RA
    APPROVED
    Since 2023-11-24
  • PA RA
    APPROVED
    Since 2023-11-17
  • CA RA
    APPROVED
    Since 2023-11-16
  • FL RA
    APPROVED
    Since 2023-09-21
  • TX RA
    APPROVED
    Since 2023-08-11

Branch Locations

70 Northeast Loop 410 Suite 750, San Antonio, TX 78216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swbc Investment Services San Antonio TX 06/2011 08/2023
Hilltop Securities Dallas TX 08/2023 Present
  • 06/2011 → 08/2023
    Swbc Investment Services
    San Antonio, TX
  • 08/2023 → Present
    Hilltop Securities
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-10
  • S66 Uniform Combined State Law Examination
    2003-07-10
Other Names
  • Mark Travis

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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