Michael Thomas Smith

Current Employers

Employment History

• 02/2015 → Present
  Lpl Financial, Llc
  Naperville, IL
• 02/2016 → Present
  Highpoint Advisor Group, Llc Dba Highpoint Planning Partners, Ll
  Downers Grove, IL

Previous Registrations

• 2016-02-18 → 2021-12-31
  Highpoint Planning Partners
  Bolingbrook, IL
  Downers Grove, IL
  Bolingbrook, IL
• 2015-03-31 → 2016-01-13
  Level Four Advisory Services
  Naperville, IL
  Dallas, TX
• 2014-04-17 → 2015-03-02
  Investment Professionals, Inc.
  San Antonio, TX
  Naperville, IL
• 2008-01-01 → 2013-07-29
  Wells Fargo Clearing Services, Llc
  Willowbrook, IL
  Joliet, IL
  Palos Heights, IL
• 2003-10-06 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Joliet, IL
  St. Louis, MO
  Joliet, IL

Other Businesses

1. 03/02/2016 - HighPoint Planning Partners - INV REL - 2001 Butterfield Rd Suite 1000 Downers Grove, IL 60515 - DBA for LPL Business (entity for LPL business) - START 02/18/2016 - 100 HOURS PER MONTH, 80 DURING TRADING - LPL registered associates have an interest in this entity 2. 03/02/2016 - HighPoint Advisory Group, LLC - INV REL - 2001 Butterfield rd suite 1000 Downers Grove, IL 60515 - Registered Investment Advisor Hybrid - START 02/16/2016 - 120 HOURS PER MONTH, 80 DURING TRADING - IARs

Exams

• S66 Uniform Combined State Law Examination
  2003-10-03
• S63 Uniform Securities Agent State Law Examination
  1999-12-20