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Patrick Lane Johnson

LPl Financial LLC

Gadsden, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-19
AL RA APPROVED 2011-10-11
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • AL RA
    APPROVED
    Since 2011-10-11

Branch Locations

230 N. 3Rd St. Suite B, Gadsden, AL 35901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xba Financial Services Gadsden AL 04/2004 Present
Lpl Financial Llc Gadsden AL 10/2011 Present
  • 04/2004 → Present
    Xba Financial Services
    Gadsden, AL
  • 10/2011 → Present
    Gadsden, AL
Previous Registrations
  • 2010-06-23 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Gadsden, AL
Other Businesses

1. 11/21/2011 - BANK DUTIES / THE EXCHANGE BANK OF ALABAMA 2. 11/21/2011 - NON-VARIABLE INSURANCE / OSBORN INSURANCE GROUP / 5% OF TIME SPENT. 3. 01/10/2012 - DBA ONLY / XBA FINANCIAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-06-05
  • S63 Uniform Securities Agent State Law Examination
    2003-06-05
Other Names
  • Patrick Lane Johnson

View on SEC IAPD

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