Timothy Andrew Holloway

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 04/2017
  Fsc Securities Corporation
  Alexandria, LA
• 09/2012 → 04/2017
  Fsc Agency
  Alexandria, LA
• 03/2013 → 04/2017
  Fsc Securities Corp Ria
  Atlanta, GA
• 02/2014 → Present
  Osaic Wealth, Inc.
  Lafayette, LA

Previous Registrations

• 2013-03-07 → 2017-04-26
  Fsc Securities Corporation
  Alexandria, LA
  White Oak, TX
• 2007-01-16 → 2012-09-11
  Edward Jones
  Alexandria, LA

Other Businesses

1. HOLLOWAY FINANCIAL SERVICES LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2012 ADDRESS: 117 Clubhouse Drive, Woodworth LA 71485, United States DESCRIPTION: This LLC is the business checking account that my business expenses are paid from. 2. ROTARY INTERNATIONAL POSITION: Member NATURE: Social / Charity Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 117 Clubhouse Drive, Woodworth LA 71485, United States DESCRIPTION: attend weekly meetings 3. FOOD BANK OF CENTRAL LOUISIANA POSITION: Board Member NATURE: 501 C INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2021 ADDRESS: 3223 Baldwin Ave., Alexandria LA 71301, United States DESCRIPTION: One of twelve Board member that sets policy, direction, and guidance for the charity. 4. TIMOTHY HOLLOWAY OR HOLLOWAY INVESTMENTS POSITION: Owner NATURE: Sole Proprietorship and Trade Name INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/12/2012 ADDRESS: 5615 Jackson St. Ext. Bldg. N, ALEXANDRIA LA 71303, United States DESCRIPTION: Insurance agent selling insurance products such as but not Limited too: Life, Health, Annuities (fixed and Variable), Disability andLong-term Care Insurance ?with companies approved by Royal Alliance. 5. CENLA COMMUNITY ACTION COMMITTEE POSITION: Board Member NATURE: 501C Non-For-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2023 ADDRESS: 2011 MacArthur Drive, Buliding 1, ALEXANDRIA LA 71301, United States DESCRIPTION: Provide oversight and extensive non-for-profit board experience to this Board.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-21
• S63 Uniform Securities Agent State Law Examination
  2003-06-05