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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-15
NC RA APPROVED 2018-11-15
  • MI RA
    APPROVED
    Since 2018-11-15
  • NC RA
    APPROVED
    Since 2018-11-15

Branch Locations

40880 Dequindre Fl. 1, Sterling Heights, MI 48310-1763 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Rochester Hills MI 01/2016 04/2018
Jpmorgan Chase Bank (Mi) Sterling Heights MI 10/2018 Present
J.P. Morgan Securities Llc Sterling Heights MI 10/2018 Present
Blumark Financial Advisors Rochester Hills MI 01/2016 04/2018
Chi Richmond Mt Clemens MI 05/2018 12/2018
  • 01/2016 → 04/2018
    Royal Alliance Associates, Inc.
    Rochester Hills, MI
  • 10/2018 → Present
    Jpmorgan Chase Bank (Mi)
    Sterling Heights, MI
  • 10/2018 → Present
    Sterling Heights, MI
  • 01/2016 → 04/2018
    Blumark Financial Advisors
    Rochester Hills, MI
  • 05/2018 → 12/2018
    Chi Richmond
    Mt Clemens, MI
Previous Registrations
  • 2016-02-12 → 2018-05-01
    Troy, MI
  • 2014-01-21 → 2016-01-15
    Clinton Township, MI
  • 2013-05-01 → 2014-01-21
    Cetera Investment Services Llc
    Clinton Township, MI
    Eastpointe, MI
  • 2012-01-05 → 2013-04-29
    Osaic Services, Inc.
    Sterling Heights, MI
    Mt Clemens, MI
    Shelby Township, MI
  • 2008-05-21 → 2011-03-30
    St Louis, MO
    Troy, MI
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: UBEREATS POSITION: RIDESHARE DRIVER / INDEPENDENT CONTRACT DRIVER START DATE: 1/6/2019 ADDRESS: 23E Clemens MI DETAILS: HTTPS://WWW.UBER.COM. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 30 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-08
S63 Uniform Securities Agent State Law Examination 2003-04-22
  • S66 Uniform Combined State Law Examination
    2008-05-08
  • S63 Uniform Securities Agent State Law Examination
    2003-04-22

View on SEC IAPD

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