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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-01 |
Branch Locations
1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States
Melville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Inc | Commack | NY | 04/2003 | 10/2021 |
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 03/2003 | 10/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 10/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 09/2021 | Present |
| Cetera Investment Advisers Llc | Westbury | NY | 09/2021 | Present |
1)TRUSTEE FOR MAROTTO FAMILY TRUST (IRREVOCABLE TRUST), 3 TO 4/HRS/YR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-04-28 |
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