Miri Y Upton

Current Employers

Employment History

• 09/2012 → Present
  Mommies And Money, Llc
  Mahwah, NJ
• 02/2014 → 09/2018
  Equity Services, Inc.
  Montpelier, VT
• 12/2013 → 09/2018
  True North Financial Solutions/National Life Group
  White Plains, NY
• 09/2018 → 06/2024
  Securities America, Inc.
  Ramsey, NJ
• 09/2018 → 06/2024
  Securities America Advisors
  Ramsey, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Ramsey, NJ

Previous Registrations

• 2018-09-17 → 2024-06-14
  Securities America Advisors, Inc.
  Ramsey, NJ
• 2014-03-10 → 2018-09-18
  Equity Services, Inc.
  White Plains, NY
  Ramsey, NJ
• 2009-07-16 → 2012-08-08
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
• 2009-06-01 → 2009-08-05
  Morgan Stanley
  Little Falls, NJ
• 2005-08-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Little Falls, NJ
  Little Falls, NJ
• 2004-09-08 → 2005-08-04
  Pnc Wealth Management Llc
  Little Falls, NJ

Other Businesses

1. Mommies and Money, LLC Position: Owner - Nature: Mommies and Money, LLC - Investment Related: No Hours: 10 - Securities Trading Hours: 0 - Start Date: 09/20/2012 Address: PO Box 84, Ramsey NJ 2. DBA - Synergia Financial Group, LLC 3. MIRI UPTON POSITION: Facilitator NATURE: Financial Education and workshops. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 79 North Franklin Turnpike, Suite 106, Ramsey NJ 4. BOSS WOMEN UNITED POSITION: Fund Holder (Liaison) NATURE: Boss Woman United will be a scholarship fund, held and administered by The Rockland Community Foundation (RCF) from soup to nuts. They will provide all of the back-office administration as well as the site that will allow donations. I will be one of the two fund holder signors (liaison). The Mission of this fund is to help female financial advisors advance their careers by helping them to go to valuable training or by attaining education or certifications to progress their career. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2023 ADDRESS: PO Box 323, New City NY 10956 DESCRIPTION: I will be one of the two fund holder signors (liaison). I will be the liaison between BWU & RCF for the scholarships. I don't have access to any funds/bank accounts. The RCF manages all of the backend & operations. 5. SYNERGIA FINANCIAL GROUP, LLC POSITION: Owner NATURE: Insurance Sales. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/17/2018 ADDRESS: 79 North Franklin Turnpike, Suite 106, Ramsey NJ 07446 DESCRIPTION: Insurance Sales Agent. I'm an agent broker for several insurance companies to sell life, disability, long term care, fixed annuities, under the DBA Synergia Financial Group, LLC. 6. ROCKLAND COMMUNITY FOUNDATION POSITION: Board Member NATURE: Board of Director seat INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2024 ADDRESS: PO Box 323, New City NY 10956 DESCRIPTION: Part of the board of directors. 7. COMMUNITY FOUNDATION OF ORANGE, SULLIVAN AND ROCKLAND POSITION: Board Member NATURE: Board of Director seat INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2024 ADDRESS: 30 Scott's Corners Drive, Montgomery NY 12549, United States DESCRIPTION: Part of the board of directors. 8. MIRI UPTON POSITION: Facilitator NATURE: Financial Education and workshops. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 79 North Franklin Turnpike, Suite 106, Ramsey NJ 07446, United States DESCRIPTION: I will be doing group workshops on Financial Education with other professionals. They may include social workers/mental health professionals. 9. MOMMIES AND MONEY, LLC POSITION: Owner NATURE: Mommies and Money, LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2012 ADDRESS: 15 Whispering Pines Drive, Mahwah NJ 07430, United States DESCRIPTION: Assist clients organizing their important documents.

Exams

• S66 Uniform Combined State Law Examination
  2004-08-26

Designations

Other Names

• Miri Cohn
• Miri Y Cohn
• Miri Yehudit Upton