Matthew James Sherlock

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → Present
  Bank Of America, N.A.
  Frederick, MD
• 04/2015 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frederick, MD
• 06/2022 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO

Previous Registrations

• 2015-05-15 → 2022-05-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frederick, MD
  Frederick, MD
  Bethesda, MD
  Frederick, MD
  Mount Airy, MD
  Hunt Valley, MD
  Chandler, AZ
  Jacksonville, FL
• 2006-02-15 → 2006-11-08
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC
• 2005-06-27 → 2006-01-10
  Equitable Advisors, Llc
  Columbia, MD
• 2005-01-03 → 2005-06-15
  Thrivent Investment Management Inc.
  Holbrook, MD

Other Businesses

I*104526 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COVENANT OF GRACE PCA INVESTMENT RELATED: N ADDRESS OF BUSINESS: RESISTERSTOWN, MARYLAND 21136 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 3/6/2017 NUMBER OF HOURS DEVOTED: 7 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RULING (GOVERNING) ELDER - RESPONSIBLE FOR THE OVERSIGHT AND DIRECTION OF THE CHURCH AND ITS MINISTRIES.

Exams

• S66 Uniform Combined State Law Examination
  2015-05-14

Other Names

• Matt James Sherlock