Chad E Kreifel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2022
  J.P. Morgan Securities Llc
  Montgomery, IL
• 01/2018 → 05/2022
  Jp Morgan Chase Bank, N.A.
  Oswego, IL
• 05/2022 → Present
  Lpl Financial, Llc
  Bolingbrook, IL

Previous Registrations

• 2012-10-01 → 2022-05-03
  J.P. Morgan Securities Llc
  Montgomery, IL
  Yorkville, IL
  Oswego, IL
  Oswego, IL
  Homer Glen, IL
  Oswego, IL
• 2011-03-14 → 2012-10-01
  Chase Investment Services Corp.
  Naperville, IL
  Oswego, IL
  Yorkville, IL
  Oswego, IL
  Montgomery, IL

Other Businesses

1. 04/03/2025 - none - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 40 Hrs/Mth - 8 Hrs During Trading. - Start Date:01/01/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-10
• S63 Uniform Securities Agent State Law Examination
  2003-06-02

Other Names

• Chad Edward Kreifel