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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-05
IL RA APPROVED 2018-09-17
  • FL RA
    APPROVED
    Since 2022-04-05
  • IL RA
    APPROVED
    Since 2018-09-17

Branch Locations

800 Laurel Oak Drive Suites 500 & 600, Naples, FL 34108 • United States

1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Naperville IL 05/2014 11/2016
Wells Fargo Clearing Services, Llc Geneva IL 11/2016 07/2018
Stifel Nicolaus & Co Inc Geneva IL 07/2018 09/2018
Rbc Capital Markets, Llc Buffalo Grove IL 09/2018 Present
Previous Registrations
Other Businesses

1) Stars and Stripes Farm, LLC; Saint Charles, IL 60175; Owner- Horse breeding and sales; 12/31/2014; 1.00 Hour(s) Per Day - not during securities trading hours; Not Investment-Related 2) NAME OF ENTITY: Porsche Club of America-Chicago Region ADDRESS: N/A INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Driven Women Event Planning Committee CAPACITY: Committee/Council Member (not associated with the Board of Directors)/ Driven Women Event Planning Committee 2024 START DATE: 07/01/2023 DUTIES: Planning of the second annual Driven Women track day event for the Porsche Club of America Chicago Region. As a participant at the first event I will contribute ideas to make the event even more successful next year. I imagine it may include reaching out to sponsors to help with the event. HOURS DEVOTED PER MONTH: 10-20 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Foxtrot Alpha, LLC ADDRESS: 48W502 Chandelle Drive Hampshire Illionis 60140 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 03, 2026 CAPACITY: Other DUTIES: At the advice of my attorney, an LLC was established solely for the purpose of a vehicle purchase. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-16
S63 Uniform Securities Agent State Law Examination 2003-05-27
  • S65 Uniform Investment Adviser Law Examination
    2003-06-16
  • S63 Uniform Securities Agent State Law Examination
    2003-05-27
Other Names
  • Marilyn June Handschiegel
  • Marilyn Handschiegel Black

View on SEC IAPD

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