Keri Anne Holton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 05/2018
  Lincoln Financial Advisors
  Newark, OH
• 05/2018 → Present
  Keri Holton
  Columbus, OH
• 06/2018 → Present
  Tcp Asset Management
  Columbus, OH
• 05/2018 → Present
  Tcp Asset Management
  Columbus, OH
• 06/2018 → Present
  United Planners Financial Services
  Scottsdale, AZ
• 11/2022 → Present
  Lpl Financial Llc
  Newark, OH

Previous Registrations

• 2018-06-12 → 2022-12-01
  Tcp Asset Management, Llc
  Upper Arlington, OH

Other Businesses

1) 05/31/2024 - Holton Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 4 Hours Per Month/ 1 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-04
• S63 Uniform Securities Agent State Law Examination
  2003-06-10

Other Names

• Keri Carpenter
• Keri Anne Carpenter
• Keri Anne Holton