Belinda Gail Gantz

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2024-04-30

KY RA
APPROVED

Since 2024-04-30

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Louisville	KY	05/2011	03/2020
Ameriprise Financial Services, Llc	Louisville	KY	03/2020	04/2024
Baird	Louisville	KY	04/2024	Present

05/2011 → 03/2020

Ameriprise Financial Services, Inc.

Louisville, KY
03/2020 → 04/2024

Ameriprise Financial Services, Llc

Louisville, KY
04/2024 → Present

Baird

Louisville, KY

Previous Registrations

2011-05-17 → 2024-04-22

Ameriprise Financial Services, Llc

Louisville, KY
2009-11-17 → 2010-11-29

Osaic Fa, Inc.

Fort Wayne, IN

Louisville, KY
2006-08-25 → 2009-05-05

Ubs Financial Services Inc.

Louisville, KY

Louisville, KY

Louisville, KY

Weehawken, NJ

Other Businesses

Outside Employment; Outside Employment; OPM Earnings; Other; 295 N HUBBARDS LANE, STE 204, LOUISVILLE, KY, 40207; Not Investment-Related; 05/12/2011; 20 to 39 during trading hours; 40 to 59 hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-21

S66 Uniform Combined State Law Examination

2006-08-21

Other Names

Belinda Gail Gantz
Belinda Gantz

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