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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 02/2012 | 10/2018 |
| Loyola Asset Management Llc | Coral Gables | FL | 02/2012 | 11/2022 |
| Private Client Services Llc | Coral Gables | FL | 10/2018 | 07/2020 |
| Bolton Global Asset Management | Miami | FL | 11/2022 | Present |
1)Arturo is licensed to sell fixed life insurance products since 2007. This activity is not technically investment related. Time spent per month is based on a case by case basis. This activity is potentially conducted from Arturo's branch location. 2) Owner and Manager of Finadvser, LLC, entity created to operate Bolton investment advisory business, including fictitious name, DBA 'Pileus Wealth Management'. Not directly investment related. Conducted from Branch location. 3) Manager of Arhibo, LLC, an entity created in Florida to engage in co-management of an investment related property development, known as ASI Diaz Doral Hotel Investment Group, LLC. Start date is October 2019. 10 hours per month outside trading hours. Arturo is contact person. 4) Co-owner and Manager of Aisen, LLC, entity created for Arturo and spouse to invest into ASI Doral Hotel Investment Group, LLC Diaz. Personally investment related. 5) As an IAR of Bolton Securities, Arturo is approved to manage accounts held at Banco Sabadell. Investment related and conducted from Branch location.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-09 |
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