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1 North Franklin Suite 1850, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED | 2025-08-25 |
Branch Locations
1 North Franklin Suite 1850, Chicago, IL 60606 • United States
800 Enterprise Drive Suite 128, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 12/2008 | 07/2018 |
| Penn Mutual Life Ins Co | Horsham | PA | 12/2008 | 07/2018 |
| The O.N. Equity Sales Company | Cincinnati | OH | 08/2018 | 02/2023 |
| Ohio National Financial Services | Cincinnati | OH | 07/2018 | 02/2023 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 02/2023 | Present |
| Triad Advisors | Norcross | GA | 03/2023 | 08/2024 |
| Osaic Wealth, Inc. | Oak Brook | IL | 08/2024 | 10/2025 |
| Vestgen Advisors, Llc | Oak Brook | IL | 08/2025 | Present |
| Private Client Services | Oak Brook | IL | 10/2025 | Present |
1) VestGen Advisors, LLC. 1 N Franklin St, Suite 1850, Chicago, IL 60606. RIA. 170 hrs//mo; 150 during trading hrs. 2) Insurance sales via various insurance carriers. Insurance agent. 10 hrs/mo; 5 during trading hrs. Not investment related. 3) New Community Outreach. 3627 S Cottage Grove Ave, Chicago, IL 60653. New Community Outreach is a community based, non-profit committed to Bronzeville's youth and community. Board member and Treasurer. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-29 |
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