Best Investors Account Sign in

Lauren Foley Stowe

Wells Fargo Clearing Services, LLC

Roseville, CA

Grass Valley, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

1512 Eureka Rd Ste 300 [Kc-Rbo], Roseville, CA 95661 • United States

Grass Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Grass Valley CA 10/2007 Present
Wells Fargo Advisors Llc Grass Valley CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Grass Valley CA 11/2016 Present
  • 10/2007 → Present
    Wells Fargo Bank, N.A.
    Grass Valley, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Grass Valley, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Grass Valley, CA
Previous Registrations
  • 2008-07-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Grass Valley, CA
  • 2007-05-29 → 2007-10-23
    Citigroup Global Markets Inc.
    Roseville, CA
  • 2004-10-28 → 2007-05-29
    Citicorp Investment Services
    Grass Valley, CA
    Roseville, CA
    Auburn, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-26
S63 Uniform Securities Agent State Law Examination 2004-01-07
  • S65 Uniform Investment Adviser Law Examination
    2004-10-26
  • S63 Uniform Securities Agent State Law Examination
    2004-01-07
Other Names
  • Lauren Foley Kuester
  • Lauren Foley Stowe
  • Lauren Foley Kuester

View on SEC IAPD

Other Firms

DCA FAMILY OFFICE, LLC
DCA MANAGEMENT COMPANY, INC.
MUTUAL ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
MERCER GLOBAL ADVISORS INC.
NORTHROCK PARTNERS, LLC

Other Investors

KHOLT T. MULDERRIG
Christopher Bruce Stephenson
Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

More in Roseville, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor