Daniel R Messelt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-02-14
ND	RA	APPROVED	2018-02-14

MN RA
APPROVED

Since 2018-02-14
ND RA
APPROVED

Since 2018-02-14

Branch Locations

504 1St Ave, Northwood, ND 58267 • United States

157 S 2Nd St S, Hallock, MN 56728 • United States

140 Gateway Dr Ne, East Grand Forks, MN 56721 • United States

2551 S Columbia Rd, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Federal Bank	East Grand Forks	MN	05/2004	Present
Invest Financial Corporation	Tampa	FL	05/2004	02/2018
Lpl Financial Llc	East Grand Forks	MN	02/2018	Present

05/2004 → Present

American Federal Bank

East Grand Forks, MN
05/2004 → 02/2018

Invest Financial Corporation

Tampa, FL
02/2018 → Present

Lpl Financial Llc

East Grand Forks, MN

Previous Registrations

2007-01-16 → 2018-02-14

Invest Financial Corporation

Northwood, ND

East Grand Forks, MN

East Grand Forks, MN

Hallock, MN

Other Businesses

1. 02/14/2018 - Rhinehart Township - Investment Related - 211 Demers Ave, East Grand Forks, MN 56721 - Non-Profit Board Member - 1 Hour Per Month - Serve on board that oversees the running of a township. 2. 5/6/2019 - American Federal Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Personal Banker - Started 06/20/2018 - 130 Hours Per Month During Securities Trading - Sales and servicing of bank deposits and loan products and services. 3. 11/21/2019 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name American Federal Investments - Investment Related - At Reported Business Location(s) - Started 02/16/2018 - 45 Hours Per Month During Securities Trading. 4. 2/14/2023 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 01/01/2019 - 20 Hours Per Month/1 Hours During Securities Trading 5. 01/30/2026 - BEM Properties LLC - Real Estate Rental - Investment Related - Crookston, MI - Start Date 02/06/2026 - 4 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-28
S63	Uniform Securities Agent State Law Examination	2003-04-30

S66 Uniform Combined State Law Examination

2006-12-28
S63 Uniform Securities Agent State Law Examination

2003-04-30

View on SEC IAPD