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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
CT RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

Greenwich, CT • United States

90 Grove Street, Ridgefield, CT 06877 • United States

One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States

1229 Post Road, Fairfield, CT 06824 • United States

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Stamford CT 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-15
S63 Uniform Securities Agent State Law Examination 2003-10-28
  • S65 Uniform Investment Adviser Law Examination
    2007-10-15
  • S63 Uniform Securities Agent State Law Examination
    2003-10-28
Other Names
  • Ana Margareth Moratto

View on SEC IAPD

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