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Adam Albert Chrestia

Wells Fargo Clearing Services, LLC

Austin, TX

Austin, TX

CRD 4649555

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-02-17
  • TX RA
    APPROVED
    Since 2011-02-17

Branch Locations

10900 Research Blvd Ste B, Austin, TX 78759 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Austin TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-14
S63 Uniform Securities Agent State Law Examination 2008-06-09
  • S66 Uniform Combined State Law Examination
    2011-02-14
  • S63 Uniform Securities Agent State Law Examination
    2008-06-09

View on SEC IAPD

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