Donald Paul Goerner

Current Employers

Employment History

• 04/2008 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 04/2010 → 06/2017
  Spectrum Advisors, Inc.
  Addison, TX
• 06/2017 → Present
  Fusion Capital Management
  Coppell, TX

Previous Registrations

• 2008-07-01 → 2017-11-07
  Spectrum Advisors, Inc.
  Plano, TX
• 2003-05-22 → 2008-04-25
  Mml Investors Services, Llc
  Addison, TX
  Addison, TX
• 2003-05-12 → 2006-12-31
  Spectrum Strategies, L.L.C.
  Addison, TX

Other Businesses

1. Coppell Asset Advisory, Inc. DBA SPECTRUM WEALTH MANAGEMENT, 9111 Cypress Waters Blvd, Suite 140, Dallas TX 75019. INVESTMENT RELATED, RIA, 5/2008-PRESENT. IAR, 160 HRS/MONTH, 130 HRS/MONTH DURING TRADING. MANAGE AND OVERSEE DIVERSIFIED INVESTMENT PORTFOLIOS FOR AN ASSET BASED FEE. 2. I HAVE AN GROUP I INSURANCE LICENSE FOR FIXED LIFE, LTC AND DISBILITY POLICIES WITH VARIOUS INSURANCE CARRIERS. 3. I ALSO ADVOCATE PRE-PAID LEGAL SERVICES AS A SOLE PROPRIETOR TO MY CLIENTS, NON INVESTMENT RELATED BUSINESS ACTIVITY. THE BUSINESS IS DOMICILED AT MY HOME ADDRESS AND BEGAN IN MARCH OF 2008. I DEVOTE APPROXIMATELY 10 HOURS PER MONTH TO THIS BUSINESS, 6 HOURS OF WHICH OCCUR DURING SECURITIES TRADING HOURS. MY DUTIES CONSIST OF EXPLAINING THE BENEFITS OF ENROLLING IN A PREPAID LEGAL PLAN FOR A FIXED MONTHLY OR ANNUAL FEE AND ENROLLING THE CLIENT USING AN APPLICATION. 4. SPECTRUM WEALTH MANAGEMENT, LLC. NOT INVESTMENT RELATED. 9111 Cypress Waters Blvd, Suite 140, Dallas TX 75019. PERSONAL ENTITY CREATED FOR PERSONAL ASSET PROTECTION AND FUTURE USE. 5. ACCESS BANK TEXAS. OPI. 04/2007. PRIVATE PLACEMENT. 6. ENTERPRISE RISK CONTROL, LLC. OPI. 01/2014. PRIVATE ENTITY. 7. ATLAS RESOURCES PUBLIC 17-2007. 11/2007. OPI. PUBLIC LIMITED PARTNERSHIP. 8. PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 4/22/08

Exams

• S66 Uniform Combined State Law Examination
  2003-04-03

Designations