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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-05-08 |
| TX | RA | APPROVED | 2024-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Leesville | LA | 02/2004 | 02/2019 |
| Ameriprise Financial Services, Inc. | Alexandria | LA | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Leesville | LA | 03/2020 | 05/2024 |
| Lpl Financial Llc | Anacoco | LA | 05/2024 | Present |
1)04/19/2024 - Longleaf Financial Planning LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 - 160 Hr/Mth 2)04/19/2024 - Notary - State of LA - Inv Rel - Start Date: 08/1993
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-17 |
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