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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
IA RA APPROVED 2016-06-02
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • IA RA
    APPROVED
    Since 2016-06-02

Branch Locations

2466 E Kimberly Rd, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Davenport IA 04/2016 Present
Thrivent Financial Appleton WI 07/2016 Present
Previous Registrations
Other Businesses

VACATION HOME 2 POSITION: Owner NATURE: This is a vacation home that my wife and I own and periodically rent out. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2016 ADDRESS: 21 Southridge Dr, Galena IL 61036, United States LIVWELL CARES POSITION: President NATURE: New 501(c)(3) that provides services to low income individuals seeking placement in a facility for long-term care. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2018 ADDRESS: 1603 W 29th St, Davenport IA 52804, United States DESCRIPTION: Meet with board every other month. THE LUTHERAN HOME FOR THE AGED ASSOCIATION-EAST POSITION: Director NATURE: Nursing home and assisted living facilities and services. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2020 ADDRESS: PO Box 559, Vinton IA 52349, United States DESCRIPTION: Attend 1 meeting every quarter to review and discuss business at the Lutheran Home facilities in Vinton, IA and Davenport, IA.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-06-01
S66 Uniform Combined State Law Examination 2005-08-22
  • S63 Uniform Securities Agent State Law Examination
    2016-06-01
  • S66 Uniform Combined State Law Examination
    2005-08-22
Other Names
  • Jim Otto Wegener
  • Wegener Jim

View on SEC IAPD

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