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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-27 |
| NJ | RA | APPROVED | 2022-10-25 |
| NY | RA | APPROVED | 2022-10-24 |
Branch Locations
6965 Yellowstone Blvd, Forest Hills, NY 11375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citi | New York | NY | 09/2011 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bayside | NY | 10/2022 | Present |
| Bank Of America, N.A. | Bayside | NY | 11/2022 | Present |
I*1123254For profit or not for profit: Entity For ProfitName of outside business organization: NYC Yellow taxi medallionInvestment related: NAddress of business: Bayside, New YorkNature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 1/31/2023Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: ownership only, and income from rental to fleet for passive income I*2260267, Entity Type: Entity Charitable, Name of OBA: Delta Waterfowl Organization , Address: New York , New York, 11360, Investment Related: N, Position, Title, Association: ["Director"], Employee State Date: 05/01/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Sponsorship Director
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-03 |
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