Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-27
NJ RA APPROVED 2022-10-25
NY RA APPROVED 2022-10-24
  • TX RA
    APPROVED_RES
    Since 2022-10-27
  • NJ RA
    APPROVED
    Since 2022-10-25
  • NY RA
    APPROVED
    Since 2022-10-24

Branch Locations

6965 Yellowstone Blvd, Forest Hills, NY 11375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi New York NY 09/2011 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayside NY 10/2022 Present
Bank Of America, N.A. Bayside NY 11/2022 Present
Previous Registrations
  • 2011-12-19 → 2022-10-10
    New York, NY
    Long Island City, NY
    New York, NY
    New York, NY
    Port Jefferson, NY
    Holbrook, NY
    New York, NY
    Port Jefferson, NY
    New York, NY
    Port Jefferson, NY
    Greenwich, CT
    Bay Shore, NY
    Long Island City, NY
    Elmhurst, NY
    Long Island City, NY
  • 2010-04-30 → 2011-09-19
    Chase Investment Services Corp.
    New Hyde Park, NY
    Hewlett, NY
    Hempstead, NY
    Glen Cove, NY
Other Businesses

I*1123254For profit or not for profit: Entity For ProfitName of outside business organization: NYC Yellow taxi medallionInvestment related: NAddress of business: Bayside, New YorkNature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 1/31/2023Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: ownership only, and income from rental to fleet for passive income I*2260267, Entity Type: Entity Charitable, Name of OBA: Delta Waterfowl Organization , Address: New York , New York, 11360, Investment Related: N, Position, Title, Association: ["Director"], Employee State Date: 05/01/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Sponsorship Director

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-29
S63 Uniform Securities Agent State Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2010-04-29
  • S63 Uniform Securities Agent State Law Examination
    2000-04-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Forest Hills, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor