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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-07-29 |
| VA | RA | APPROVED | 2018-11-02 |
Branch Locations
8607 Westwood Center Drive 3Rd Floor, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii/John Hancock | Mclean | VA | 09/2002 | 11/2018 |
| Royal Alliance Associates, Inc. | Vienna | VA | 11/2018 | Present |
1. Financial Planning presentations to federal employees: NITP 39 W Montgomery Ave Rockville, MD 20850, start 10/23/17, approx. 10 hrs mo, 6 hrs trading.... 2. FIXED INSURANCE POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/15/2026 ADDRESS: 8607 Westwood Center Drive, 3rd Floor, Vienna VA 22182, United States DESCRIPTION: Sales and service of fixed insurance products such as life, LTC, DI and annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-11 |
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