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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-11 |
| NC | RA | APPROVED | 2006-07-06 |
Branch Locations
554 N Main St, Mount Airy, NC 27030 • United States
2565 Lewisville Clemmons Rd, Clemmons, NC 27012 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
701 N Martin Luther King Jr Dr, Winston Salem, NC 27101 • United States
6460 Shallowford Rd, Lewisville, NC 27023 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Winston-Salem | NC | 08/1996 | Present |
| Wells Fargo Advisors Llc | Winston Salem | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-20 |
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