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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-27 |
| AL | RA | APPROVED | 2017-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Birmingham | AL | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mobile | AL | 07/2017 | Present |
I*2100372, Entity Type: Fiduciary, Name of OBA: H S, Address: Mobile, Alabama, 36695, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 25-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Duties: Power of Attorney/Immediate Family or Self I*2100373, Entity Type: Fiduciary, Name of OBA: H D and M N S Family Trust, Address: Mobile, Alabama, 36609, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 25-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Duties: Co-trustee/ Immediate Family or Self I*3697301 Entity Type: Fiduciary role Name of OBA: H. D S. Address: Mobile, Alabama, 36695 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/03/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-20 |
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