Jacklyn Joyce King

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-05-19
TX	RA	APPROVED	2022-05-18

OH RA
APPROVED

Since 2022-05-19
TX RA
APPROVED

Since 2022-05-18

Branch Locations

10100 Innovation Dr Ste 100, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nuveen Investments	Chicago	IL	08/2011	04/2022
Wells Fargo Clearing Services, Llc	Kettering	OH	04/2022	Present

08/2011 → 04/2022

Nuveen Investments

Chicago, IL
04/2022 → Present

Wells Fargo Clearing Services, Llc

Kettering, OH

Previous Registrations

2012-01-10 → 2020-08-07

Nuveen Asset Management, Llc

Chicago, IL
2005-01-10 → 2012-01-20

The Joseph Group Capital Management

Columbus, OH

Columbus, OH
2003-06-17 → 2004-07-09

Ameriprise Financial Services, Llc

Dublin, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-09

S66 Uniform Combined State Law Examination

2012-01-09

Other Names

Jacklyn Joyce King
Jacklyn J King

View on SEC IAPD

Other Firms

SUMMIT FINANCIAL, LLC

EAGLE STRATEGIES LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

EVERHART ADVISORS

W&S BROKERAGE SERVICES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JOSEPH SAMUEL ZAIDAIN

JOSEPH CARL FISHER

JONATHAN PAUL HLAVAC

DUANE JERROD GILLMAN

JAMES ROBERT ST.PIERRE

Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH

EAGLE STRATEGIES LLC · MIAMISBURG, OH

STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH

EVERHART ADVISORS · Miamisburg, OH

W&S BROKERAGE SERVICES, INC. · Miamisburg, OH

FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH

EDWARD JONES · WEST CARROLLTON, OH

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH

More in Miamisburg, OH

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