Ian C Dick

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2020-02-05

IN RA
APPROVED

Since 2020-02-05

Branch Locations

9921 Dupont Circle Dr W Suite 300, Fort Wayne, IN 46825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Compass Financial Advisors	Ft. Wayne	IN	06/2009	02/2020
Harbour Investments, Inc	Madison	WI	05/2016	Present
Venture Wealth Advisors	Fort Wayne	IN	02/2020	Present

06/2009 → 02/2020

Compass Financial Advisors

Ft. Wayne, IN
05/2016 → Present

Harbour Investments, Inc

Madison, WI
02/2020 → Present

Venture Wealth Advisors

Fort Wayne, IN

Previous Registrations

2009-07-10 → 2020-03-04

Compass Financial Advisors Llc

Fort Wayne, IN

Fort Wayne, IN
2006-03-22 → 2009-06-17

Cetera Advisors Llc

Huntington, IN

Fort Wayne, IN

Fort Wayne, IN

Other Businesses

1)Venture Wealth Advisors - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-25

S66 Uniform Combined State Law Examination

2004-08-25

Other Names

Ian C Dick
Ian C Dick

View on SEC IAPD