James Murray Paul

Current Employers

Employment History

• 07/2012 → Present
  Lpl Financial Llc
  Dickson City, PA
• 07/2012 → 12/2019
  Advantage Investment Management, Llc
  Olyphant, PA
• 09/2019 → 10/2024
  Private Advisor Group, Llc
  Dickson City, PA
• 10/2024 → Present
  Gladstone Wealth Partners
  Dickson City, PA

Previous Registrations

• 2019-09-27 → 2024-11-14
  Private Advisor Group, Llc
  Blakely, PA
  Morristown, NJ
  New Milford, PA
  Dickson City, PA
• 2012-07-31 → 2019-12-31
  Advantage Investment Management, Llc
  Olyphant, PA
• 2008-12-15 → 2012-07-31
  National Planning Corporation
  Olyphant, PA
• 2008-01-09 → 2008-12-15
  Osaic Services, Inc.
  Phoenix, AZ
  Clarks Summit, PA
  Olyphant, PA

Other Businesses

1. 06/20/2012 - PAUL'S TAX & PLANNING SERVICES LLC - CPA/BOOKKEEPER/TAX PREPARER - Investment Related - At Reported Business Location(s) - 35% TIME SPENT - OWNER 2. 06/20/2012 - FIXED INSURANCE - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 20% TIME SPENT - AGENT 3. 08/24/2015 - CROSSROADS FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2015 - 100 Hours Per Month During Securities Trading. 4. 10/30/2024 - Gladstone Institutional Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/15/2024 - 80 HOurs Per Month/ During Trading - I provide investment advisory services through Gladstone Institutional Adviory, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-09
• S63 Uniform Securities Agent State Law Examination
  2003-04-14

Other Names

• James Murray Paul