Daniel Lee Swanson

Current Employers

Employment History

• 12/2003 → 09/2017
  The Advisors Group Of Chicago Llc
  Oakbrook Terrace, IL
• 10/2004 → Present
  Kestra Investment Services, Llc
  Burr Ridge, IL
• 09/2017 → Present
  Bluelake Wealth Advisors, Llc
  Western Springs, IL
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Burr Ridge, IL

Previous Registrations

• 2003-05-19 → 2004-11-04
  The Advisors Group, Inc.
  Oakbrook Terrace, IL

Other Businesses

Name: Dan Swanson Investment Related: Yes Address: One Lincoln Center Suite 360 Oakbrook Terrace IL 60181 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 4/1/2003 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: As needed. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: BlueLake Wealth Advisors, LLC Investment Related: Yes Address: 745 McClintock Drive, Suite 120 Burr Ridge IL 60181 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Member of LLC. Start Date: 9/15/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial planning, investment management, and insurance and management. Name: BLUELAKE WEALTH ADVISORS, LLC POSITION: Managing Member of LLC. NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 09/15/2017 ADDRESS: 745 McClintock Drive, Suite 120, Burr Ridge IL 60181, United States DESCRIPTION: Financial planning, investment management, and insurance and management

Exams

• S66 Uniform Combined State Law Examination
  2003-04-23