Christopher James Raymond

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 05/2019
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2014 → 05/2019
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 05/2019 → 08/2025
  Lpl Financialllc
  New Haven, CT
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  New Haven, CT
• 08/2025 → Present
  Raymond James Financial Services, Inc.
  New Haven, CT

Previous Registrations

• 2019-05-13 → 2025-08-28
  Lpl Financial Llc
  New Haven, CT
  New Haven, CT
  North Haven, CT
  San Diego, CA
• 2014-05-01 → 2019-06-04
  Cambridge Investment Research Advisors, Inc.
  North Haven, CT
• 2013-09-03 → 2014-05-12
  Cetera Wealth Services, Llc
  North Haven, CT
• 2009-04-27 → 2013-09-03
  Walnut Street Securities, Inc.
  North Haven, CT
• 2008-02-20 → 2009-02-19
  Citigroup Global Markets Inc.
  New Haven, CT

Other Businesses

Raymond Wealth Advisors Not investment-related Hamden, CT DBA/Support Company Advisor 08/2025 0 hours per month 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-16
• S63 Uniform Securities Agent State Law Examination
  2003-06-06

Other Names

• Chirstopher J Raymond
• Christopher J Raymond