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Nathan Gerald Browning

LPl Financial LLC

Cherry Hill, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-02-04
  • NJ RA
    APPROVED
    Since 2008-02-04

Branch Locations

1864 Route 70 East, Cherry Hill, NJ 08003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Cherry Hill NJ 02/2008 Present
Previous Registrations
Other Businesses

1. 7/25/2008 - NON-VARIABLE INSURANCE - LIFE,HEALTH,DISABILITY - 10% OF TIME - CHERRY HILL, NJ. 2. 12/16/2022 - Pace RV Park, LLP - Investment Related - Pace, FL 32571 - Real Estate Rental - Start Date: 10/01/2022 - 1 Hour Per Month/0 Hours During Securities Trading - RV rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-15
S63 Uniform Securities Agent State Law Examination 2004-05-10
  • S65 Uniform Investment Adviser Law Examination
    2006-05-15
  • S63 Uniform Securities Agent State Law Examination
    2004-05-10
Other Names
  • Nathan Gerald Browning

View on SEC IAPD

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