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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-15
VA RA APPROVED 2023-08-01
  • TX RA
    APPROVED
    Since 2024-10-15
  • VA RA
    APPROVED
    Since 2023-08-01

Branch Locations

277 Bendix Rd. Ste. 500, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Frieden Agency Sii Virginia Beach VA 05/2002 Present
Signator Investors Virginia Beach VA 05/2002 11/2018
Royal Alliance Associates, Inc. Virginia Beach VA 11/2018 08/2023
Cambridge Investment Research, Inc. Fairfield IA 08/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2023 Present
  • 05/2002 → Present
    The Frieden Agency Sii
    Virginia Beach, VA
  • 05/2002 → 11/2018
    Signator Investors
    Virginia Beach, VA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Virginia Beach, VA
  • 08/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2018-11-02 → 2023-08-03
    Virginia Beach, VA
  • 2006-07-19 → 2018-11-02
    Signator Investors, Inc.
    Virginia Beach, VA
    Virginia Beach, VA
Other Businesses

1. JOSHUA WITHERS, 277 Bendix Rd, Ste 500, Virginia Beach VA 23452, 05/2002, INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO - 10 HR TRADING 2. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 08/2023, CIRA AFFILIATION, INV REL, 160 HR/MO - 120 HR TRADING 3. THE FRIEDEN AGENCY, 277 Bendix Rd, Ste 500, Virginia Beach VA 23452, United States, 05/04/2002, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 10 HR/MO TRADING 4. FRIEDEN WEALTH MANAGEMENT, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 08/01/2023, IAR, Using a Trade Name/dba, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-26
S63 Uniform Securities Agent State Law Examination 2003-08-29
  • S65 Uniform Investment Adviser Law Examination
    2006-05-26
  • S63 Uniform Securities Agent State Law Examination
    2003-08-29
Designations

View on SEC IAPD

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