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Ryan Fisher

J.P. Morgan Securities LLC

Gold River, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

11200 Gold Express Dr., Gold River, CA 95670 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Gold River CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Gold River CA 05/2011 Present
Previous Registrations
  • 2011-06-02 → 2012-10-01
    Chase Investment Services Corp.
    Carmichael, CA
    Gold River, CA
    Fair Oaks, CA
    Carmichael, CA
  • 2003-06-06 → 2003-07-11
    Ameriprise Financial Services, Llc
    Roseville, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-15
S66 Uniform Combined State Law Examination 2003-06-05
  • S65 Uniform Investment Adviser Law Examination
    2011-06-15
  • S66 Uniform Combined State Law Examination
    2003-06-05
Other Names
  • Ryan Patrick Fisher

View on SEC IAPD

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Other Offices

ALPHA RETIREMENT WEALTH, LLC · GOLD RIVER, CA
THREE OAKS WEALTH · GOLD RIVER, CA
ZELLER KERN BUSINESS ADVISORS · GOLD RIVER, CA
NEWEDGE ADVISORS · Gold River, CA
EQUITABLE ADVISORS, LLC · GOLD RIVER, CA
CETERA INVESTMENT ADVISERS LLC · GOLD RIVER, CA
INDEPENDENT FINANCIAL GROUP, LLC · Gold River, CA
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