Best Investors Account Sign in

Shauna E Blake

LPl Financial LLC

Fort Mill, SC

Fort Mill, SC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-09-26
  • SC RA
    APPROVED
    Since 2016-09-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

1800 Innovation Point, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Charlotte NC 09/2015 Present
  • 09/2015 → Present
    Lpl Financial Corporation
    Charlotte, NC
Previous Registrations
  • 2009-06-01 → 2015-09-24
    Morgan Stanley
    Purchase, NY
    Jersey City, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Jersey City, NJ
    New York, NY
    Jersey City, NJ
  • 2006-10-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jersey City, NJ
Other Businesses

1) 05/28/2025 - Rental Property - Inv. Related - 36 Black Court - Real Estate Rental - Start Date:6/01/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-24
  • S66 Uniform Combined State Law Examination
    2004-03-24
Other Names
  • Shauna Hughes
  • Shauna Elizabeth Hughes
  • Shauna Elizabeth Blake

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor