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Anthony Dai Ching Liu

Charles Schwab & Co., Inc.

Campbell, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-06
  • CA RA
    APPROVED
    Since 2021-07-06

Branch Locations

30 South First Street, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Campbell CA 02/2005 10/2016
Td Ameritrade Cupertino CA 10/2016 07/2021
Charles Schwab & Co., Inc. Campbell CA 07/2021 Present
Charles Schwab Bank, Ssb Campbell CA 07/2021 Present
  • 02/2005 → 10/2016
    Fidelity Brokerage Services Llc
    Campbell, CA
  • 10/2016 → 07/2021
    Td Ameritrade
    Cupertino, CA
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Campbell, CA
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Campbell, CA
Previous Registrations
  • 2022-02-08 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Campbell, CA
    Campbell, CA
    Campbell, CA
  • 2016-11-04 → 2021-07-06
    Td Ameritrade, Inc.
    Cupertino, CA
    Fremont, CA
    Cupertino, CA
  • 2016-11-04 → 2021-07-06
    Td Ameritrade Investment Management, Llc
    Cupertino, CA
    Fremont, CA
    Cupertino, CA
  • 2005-04-08 → 2016-10-26
    Strategic Advisers Llc
    Monterey, CA
    Burlingame, CA
    Campbell, CA
  • 2005-03-22 → 2005-04-04
    Fidelity Brokerage Services Llc
    Monterey, CA
    Burlingame, CA
    Campbell, CA
    Boston, MA
    Campbell, CA
    Campbell, CA
    Campbell, CA
  • 2003-10-07 → 2005-02-09
    Morgan Stanley Dw Inc.
    Hayward, CA
  • 2003-06-02 → 2003-08-11
    Ameriprise Financial Services, Llc
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-30
  • S66 Uniform Combined State Law Examination
    2003-05-30
Other Names
  • Anthony Dai Ching Liu
  • Anthony Dai Ching Liu

View on SEC IAPD

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ANTONIO JOSE DEL CASTILLO
TOMOKO KOYAMA
LAN JIN
RICHARD ABARCA
DAVID WEI-JENG CHEN
RASHMINA LALANI
DAVID NGUYEN

Other Offices

STRATEGIC ADVISERS LLC · CAMPBELL, CA
MONTAGE CAPITAL · CAMPBELL, CA
LPL FINANCIAL LLC · CAMPBELL, CA
BEACON POINTE ADVISORS, LLC · CAMPBELL, CA
CETERA INVESTMENT ADVISERS LLC · CAMPBELL, CA
PRIVATE ADVISOR GROUP, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA

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